President Donald Trump has elevated Republican Commissioner Mark Uyeda to take over the SEC from a now-departed Gary Gensler.
The U.S. Securities and Exchange Commission (SEC) is set to collect $63.1 million in fines from nine investment advisers and ...
On December 11, 2024, the U.S. Court of Appeals for the Fifth Circuit (“Fifth Circuit”) vacated the U.S. Securities and Exchange Commission’s ...
HARRSIBURG, Pa. -- A federal appeals court says the U.S. Securities and Exchange Commission needs to better explain why it turned down a request from Coinbase to develop regulations to cover the ...
The has SEC said that starting in April 2022, it authorized an investigation into whether any securities laws were broken in ...
The Securities and Exchange Commission, which is responsible for enforcing laws against market manipulation, says the SpaceX ...
The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, ...