"At that point in time, they should have received a letter that told them they were opted in," said Jennifer McDonald.

AdvisorVault created a unique service specifically for small FINRA firms called the Consolidated 17a-4 D3P - an option to outsource all the demands of 17a-4 to one provider for a flat monthly fee - ...

The Investigating Officer’s informal request that Pieterse provide a buccal sample was made at the behest ... visited the school to deliver the letter on Friday, the department confirmed.

We usually look at only a small sample of these records during an inspection ... We also talk to people during inspections and receive letters, emails, phone calls, comment cards and survey responses ...

Some Kansas City Council members want to shift the city's communications focus now that Brian Platt is no longer city manager ...

Treasury official David Eisner reportedly wrote a letter to the IRS saying that the MyPillow CEO, “a high-profile friend of the President recently received an audit letter, from what I ...

The Office of the State Auditor has initiated a special audit of Doña Ana County and the Doña Ana County Sheriffs Office.

Over 100 professors signed a letter urging University leaders to prioritize faculty and academics as administrative spending ...

Assemblymember Isaac Bryan, D-Los Angeles, recently asked the Joint Legislative Audit Committee to authorize an audit of the state’s largest school district. The request follows a lawsuit filed ...

A White House official asked the Internal Revenue Service to investigate an audit into pillow tycoon Mike Lindell, a well-known Trump supporter, over concerns he was being inappropriately targeted.