Robinhood, FINRA

Robinhood Stock Slips on $29.75M in FINRA Fine, Restitution Payments
Key Takeaways Shares of Robinhood are falling Monday morning as markets react to fines announced late on Friday.The Financial Industry Regulatory Authority said Friday that it fined Robinhood $26 million,
Robinhood to Pay $30 Million for Regulatory Violations, Finra Says
The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential misconduct.
Robinhood Shares Slide After $30 Million Finra Settlement
Shares of Robinhood Markets retreated after the two of its units agreed to pay almost $30 million to resolve claims from the Financial Industry Regulatory Authority. The stock was down 6.6% at $41.50 in premarket trading. Shares had gained 19% year-to-date when the market closed last week.
Robinhood to Pay $26 Million to Settle Finra Allegations
Two units of Robinhood Markets Inc. agreed to pay $26 million to settle Financial Industry Regulatory Authority allegations that it failed to respond to red flags about potential misconduct and didn’t verify the identities of thousands of customers.
Robinhood Settles FINRA Probes for $29.75M in Compliance Case
Robinhood settles FINRA probes with a $29.75M payment over compliance failures, including AML issues, transaction delays, and oversight breaches.
Robinhood (HOOD) Agrees to Pay $29.75M Fine to Settle Regulatory Probes
Robinhood Markets (HOOD), the financial services platform, has agreed to pay $29.75 million to settle regulatory probes by the Financial
Robinhood Fined $29.75M by FINRA Over Compliance Failures
Robinhood Markets (NASDAQ: HOOD) has agreed to pay $29.75 million to settle multiple Financial Industry Regulatory Authority (FINRA) probes into its compliance and supervision practices. The settlement includes a
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Robinhood Stock Drops Nearly 20% in Monday Trading
Investors also got their first chance to react to Friday's announcement that the online trading platform has been fined by the Financial Industry Regulatory Authority (FINRA). The independent ...
Robinhood fined $30M in Finra settlement over AML, trading violations; stock drops
Robinhood Markets (HOOD) stock dropped 13% in Monday morning trading as the retail trading app agreed to pay a $29.8M fine ...
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Robinhood Settles FINRA Probes for $29.75 Million Over Compliance Issues
Robinhood agrees to pay $29.75 million to settle FINRA probes over compliance failures while reporting record profits from ...
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Robinhood has racked up penalties of more than $1M a day so far in 2025
In March, however, Finra has announced that the firm has agreed to pay $30 million, including a $26 million fine and $3.75 ...
U.S. Regulators Settle With Robinhood for $29.75 Million Over Compliance Issues
Robinhood has agreed to a settlement of $29.75 million with the Financial Industry Regulatory Authority (FINRA) following ...