The Financial Services and Credit Panel (FSCP) has made a written direction after an adviser gave incorrect advice regarding non-concessional contributions. The individual, identified as Mr U, gave ...

ASIC issued infringement notices to three AFSLs in February whose financial advisers provided personal advice to a retail client while unregistered. Australian Advice Network Pty Ltd, IA Advice Pty ...

Platinum Asset Management has rejected a bid from PM Capital to acquire its two listed investment companies (LICs). At the end of February, PM Capital stated it had made a non-binding, indicative ...

Active ETFs are gaining traction in Asia-Pacific as wealth managers seek to blend the low-cost fees of passive with active management. According to the latest global Natixis Wealth Industry survey, 92 ...

With Q1 of the 2025 calendar year coming to a close, the Australian funds management industry has seen a range of major appointments and departures. Money Management takes a look at some of the most ...

Despite nearly four in 10 investors holding cryptocurrency, three of Australia’s largest financial advice groups do not offer advice on such products. Findings from CoreData recently uncovered that ...

An Adelaide-based financial planning and accounting firm is set to merge into Count Adelaide. In an ASX announcement, Count confirmed that Johnston Grocke has entered into a binding transaction to ...

The Australian Financial Complaints Authority (AFCA) has confirmed United Global Capital’s (UGC) membership will not be extended to accept further complaints, avoiding a repeat of the Dixon Advisory ...

Digital advice provider Otivo has launched an interactive tool, powered by artificial intelligence (AI) and Otivo’s own advice engine, to help answer client questions. After teasing the announcement ...

ASIC has released the latest financial adviser exam results with the first exam of 2025 seeing a strong start in passes. In the March exam, held on 6 March, some 241 candidates sat the exam and 73 per ...

ASIC was active in the first quarter of 2025 with several financial adviser bannings and serious court action. Alongside the corporate watchdog, the Financial Services and Credit Panel (FSCP) – which ...

The acquisition of Mason Stevens by Adamantem Capital has reached completion, as the wealth platform looks to ramp up its growth strategy. It was first announced last December that Sydney-based ...