The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential ...

Online trading platform Robinhood has agreed to pay $29.75 million to settle several probes from the Financial Industry ...

The federal government shot back at a securities broker-dealer facing disciplinary proceedings by the Financial Industry ...

WASHINGTON-- ( BUSINESS WIRE )--FINRA’s Board of Governors met on February 25-26. The agenda included electing a new Board ...

Calvin Gray repeatedly impersonated victims who were customers of a number of other banks and financial institutions, ...

FINRA has ordered Robinhood ( HOOD) Financial to pay $3.75M to its customers, and fined Robinhood Financial and Robinhood Securities $26M for violating numerous FINRA rules, including failing to ...

Two brokerage units of Robinhood Markets have agreed to pay $30 million to settle an investigation by the Financial Industry Regulatory Authority into a range of violations, some of which date back ...

Survey offers a fresh glimpse into the vulnerabilities that scammers exploit, and how targeted strategies against financial ...

(Bloomberg) -- Two units of Robinhood Markets Inc. agreed to pay $26 million to settle Financial Industry Regulatory Authority allegations that it failed to respond to red flags about potential ...

Board Elects New Chair and Discusses Outside Business Activities, TRACE Reporting Timeframes, Technology Initiatives and 2024 Fine Monies FINRA’s Board of Governors met on February 25-26.

Consumers reported losing more than $10 billion to fraud in 2023, according to Federal Trade Commission data based on reports ...