(Bloomberg) -- Two units of Robinhood Markets Inc. agreed to pay $26 million to settle Financial Industry Regulatory Authority allegations that it failed to respond to red flags about potential ...

UVXY is rated a sell amid declining volatility trends, overvalued implied volatility, and seasonal weakness. Read more on the ...

The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential ...

The brokerage regulator said on Friday that Robinhood will pay a $26 million civil fine and $3.75 million of restitution to customers.

ROBINHOOD Markets, the online trading platform, agreed to pay US$29.75 million to resolve several Financial Industry ...

Two brokerage units of Robinhood Markets have agreed to pay $30 million to settle an investigation by the Financial Industry Regulatory Authority into a range of violations, some of which date back ...

The federal government shot back at a securities broker-dealer facing disciplinary proceedings by the Financial Industry ...

FINRA has ordered Robinhood ( HOOD) Financial to pay $3.75M to its customers, and fined Robinhood Financial and Robinhood Securities $26M for violating numerous FINRA rules, including failing to ...

Calvin Gray repeatedly impersonated victims who were customers of a number of other banks and financial institutions, ...

Netcapital Inc. (NASDAQ: NCPL, NCPLW), a digital private capital markets ecosystem, today announced that its subsidiary, Netcapital Securities Inc. (“Netcapital Securities”), a FINRA-registered broker ...

The dispute shows Edward Jones has become emboldened in taking legal actions against advisors perceived to have inflicted ...